Organization: Understand Financial Advisor Designations Do the MFP, CWM, CLU, ChFC, CFP, CPA, JD, MBA and many other
certifications and designations confuse you?
"Welcome to the famous list of all of those designations for financial service professionals!"
Organization: Check the Background of Your Investment Professional Look up an investment adviser firm, or look up a broker-dealer firm or individual
using NASD BrokerCheck.
"This Web site allows you to search for information about Investment Adviser firms regulated by and electronically registered with the Securities and Exchange Commission (SEC) or state regulators." -- From National Association of Securities Dealers
Organization: Illinois Department Of Security Call the Illinois Securities Department, toll-free at 1-800-628-7937
to check if a particular securities dealer and/or salesperson is properly registered/licensed to do business in the State of Illinois. -- From Illinois Secretary Of State
Commercial
Commercial: Find An Advisor This free information service matches people seeking investment advises
with investment advisors.
Also check out the online articles, such as How To Avoid Bad Advisors. -- From Paladin Registry
Commercial:
National Investment Firms
A sample of national investment firms that cater to retail investors like you and me.